
Training
My educational background is an undergraduate degree in Business Administration (HBA)m from the University of Western Ontario (1984), and a joint MBA with McGill University, Montreal, and L'Institut Superieur des Affairs, Jouey-en-Josas, France, in 1987.
I have been in the financial services industry since 1987.
Beginning in London, UK, I worked for a large Japanese brokerage firm dealing with institutional clients in the UK and Sweden - pension funds, insurance companies, wealth management firms and unit trusts.
I transferred to the Singapore office of the same firm (the first non-Japanese staff to ever be transferred to another office in this fashion), where I developed experience in Asian markets, visiting companies in the region, writing reports, and continuing to deal with institutional clients back in the UK and Sweden.
I became an independent trader at a large Singapore company, where for 5 years I traded my own capital on the floor. After moving back to Canada, I worked as a trader on the floor of a Toronto firm.
After being repeatedly asked for advice by friends and family, I finally decided to join Manulife Securities Incorporated as a Financial Advisor. Manulife Securities Incorporated, my sponsoring dealer, is fully licensed under IIROC, (Investment Industry Regulatory Organization of Canada), and I am fully life insurance licensed, and also hold the Canadian Investment Manager, and Branch Manager designations.
Manulife Securities Incorporated
11 Bond Street, Suite 104
St. Catharines ON L2R 4Z4
Toll-Free: 1.866.864.9652
Telephone: 905.704.6650
Scott.Swallow@manulifesecurities.ca
The information contained herein is for Canadian residents only and does not constitute an offer to sell or a solicitation in any jurisdiction in which Manulife Securities or its Advisors are not appropriately licensed or registered or where any Product or Service is not eligible for sale. Details are available on request.
Scott Swallow and Manulife Securities Incorporated and Manulife Securities Insurance Inc. (“Manulife Securities”) do not make any representation that the information in any linked site is accurate and will not accept any responsibility or liability for any inaccuracies in the information not maintained by them, such as linked sites. Any opinion or advice expressed in a linked site should not be construed as the opinion or advice of Scott Swallow or Manulife Securities. The information in this communication is subject to change without notice.
Insurance products and services are offered through Manulife Securities Insurance Inc. (a licensed life insurance agency and affiliate of Manulife Securities) by Manulife Securities Advisors licensed as life agents.
Manulife Securities Incorporated is a Member CIPF.
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